Q.1. Which of the following organization will not come under the regulatory purview of SEBI?
1) CRISIL
2) BSE
3) CDSL
4) Merchant Bank
5) Forex Dealers
Ans: (5)
Q.2. Through which of the following option, companies increase the number of issued shares, but there is no impact on Share Capital of the company?
1) Bonus Issue
2) Right Issue
3) Private Placement
4) Issue of Pref. Shares
5) Share Split
Ans: (5)
Q.3. Which of the following is the first Indian company to get listed on NASDAQ?
1) ICICI Bank
2) WIPRO
3) INFOSYS
4) HCL
5) Reliance
Ans: (3)
Q.4. The tendency of taking advantage of the information available only to you because of your specific position a company in the share trading in known as:
1) Perfect Market Hypothesis
2) Insider Trading
3) Pre-Informative Trading
4) Straddle
5) None of the above
Ans: (2)
Q.5. The date beyond which an Option Contract cannot be executed is known as:
1) Expiry Date
2) Exercise Date
3) Maturity Date
4) (1) & (2)
5) None of the above
Ans: (4)
Q.6. Which of the following is the first Indian company to get listed on NYSE?
1) ICICI Bank
2) WIPRO
3) INFOSYS
4) HCL
5) Reliance
Ans: (1)
Q.7. Claim against which of the following instrument is known as residual claim:
1) Secured Debenture
2) Un-Secured Debenture
3) Pref. Share
4) Equity Share
5) Bond
Ans: (4)
Q.8. Which of the following is not a part of Capital Market?
1) Share Transfer Agent
2) Investment Banker
3) Registrar of Companies
4) Underwriter
5) Depository Participants
Ans: (3)
Q.9. Select the Soft Commodity from the following:
1) Cotton
2) Barley
3) Copper
4) (1) & (2)
5) None of the above
Ans: (4)
Q.10. As per which settlement system, Derivative Trading takes place at NSE?
1) T+1
2) T+2
3) M2M
4) Last Weeks Simple Average
5) none of the above
Ans: (3)
Q.11. Which of the following Derivative Instrument cannot be traded on exchange?
1) Future
2) Option
3) SWAP
4) All of the above
5) (1) & (2) only.
Ans: (5)
